Personnel Hong Kong SFC License Details (ID 69771)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2011-08-03	2014-07-16
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2010-08-23	2011-05-13
	Rep	Dealing in securities	2009-12-29	2010-08-10
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-05-06	2006-08-22