Personnel Hong Kong SFC License Details (ID 69777)

Personnel Hong Kong SFC License Details (ID 69777)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2019-08-05	2020-12-18
	Rep	Dealing in securities	2019-08-05	2020-12-18
	Rep	Dealing in futures contracts	2017-12-05	2017-12-08
	Rep	Dealing in securities	2017-12-05	2017-12-08
	Rep	Dealing in futures contracts	2017-06-16	2017-06-23
	Rep	Dealing in securities	2017-06-16	2017-06-23
	Rep	Dealing in futures contracts	2017-05-26	2017-06-12
	Rep	Dealing in securities	2017-05-26	2017-06-12
	Rep	Dealing in futures contracts	2016-11-03	2016-11-04
	Rep	Dealing in securities	2016-11-03	2016-11-04
	Rep	Dealing in futures contracts	2016-04-13	2016-04-15
	Rep	Dealing in securities	2016-04-13	2016-04-15
	Rep	Dealing in futures contracts	2009-03-18	2015-06-18
	Rep	Dealing in securities	2006-08-28	2015-06-18