| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ZQ Capital Hong Kong Limited | RO | Asset management | 2024-12-23 | - |
| KR Securities (Hong Kong) Limited | RO | Advising on securities | 2021-12-29 | 2024-05-14 |
| RO | Asset management | 2021-12-29 | 2024-05-14 | |
| ZQ Capital Hong Kong Limited | RO | Asset management | 2020-03-19 | 2022-08-05 |
| RO | Advising on securities | 2020-03-18 | - | |
| RO | Dealing in securities | 2019-07-12 | - | |
| RO | Advising on corporate finance | 2019-07-12 | 2024-09-11 | |
| BARCLAYS CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2014-05-26 | 2015-03-09 |
| RO | Dealing in securities | 2014-05-26 | 2015-03-09 | |
| Rep | Advising on corporate finance | 2011-06-22 | 2014-05-26 | |
| Rep | Dealing in securities | 2011-06-22 | 2014-05-26 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2006-07-17 | 2010-08-03 |
| Rep | Dealing in securities | 2006-07-17 | 2010-08-03 |
No HKMA registrations in the collected records.