Personnel Hong Kong SFC License Details (ID 69785)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2010-07-13	2013-06-21
	Rep	Dealing in securities	2010-07-13	2013-06-21
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2008-11-17	2010-04-01
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2007-07-12	2008-09-29
	Rep	Dealing in securities	2007-07-12	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-07-12	2008-09-29