Personnel Hong Kong SFC License Details (ID 69789)

Personnel Hong Kong SFC License Details (ID 69789)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arrowpoint Investment Partners (Hong Kong) Limited	Rep	Asset management	2024-06-26	-
Ovata Capital Management Limited	Rep	Asset management	2017-11-06	2022-01-31
BlueCrest Capital Management (Hong Kong) Limited	RO	Dealing in futures contracts	2017-01-20	2017-03-31
	RO	Dealing in securities	2017-01-20	2017-03-31
	Rep	Dealing in futures contracts	2015-04-01	2017-01-20
	Rep	Dealing in securities	2015-04-01	2017-01-20
	Rep	Asset management	2015-03-04	2017-03-31
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2012-07-24	2014-11-19
	Rep	Dealing in securities	2011-05-18	2014-11-19
ConvergEx Asia Pacific Limited	Rep	Dealing in securities	2010-12-21	2011-04-08
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2009-01-29	2010-10-30
CLSA LIMITED	Rep	Dealing in securities	2008-04-01	2009-01-23