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Smith, James Nicholas Sanderson
SFC ID:
AXH027
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Advising on corporate finance
2011-05-16
2016-01-21
Rep
Dealing in securities
2011-05-16
2016-01-21