Subramanian, Viswanathan R

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	RO	Dealing in securities	2014-04-10	2015-02-27
	Rep	Dealing in securities	2013-08-05	2014-04-10
	Rep	Dealing in futures contracts	2013-08-05	2015-02-27
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2011-01-27	2013-05-03
	Rep	Dealing in securities	2011-01-27	2013-05-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-08-02	2010-12-18
	Rep	Dealing in securities	2010-08-02	2010-12-18
	Rep	Dealing in futures contracts	2010-04-27	2010-05-04
	Rep	Dealing in securities	2010-04-27	2010-05-04
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-11-28	2009-07-24
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2009-07-24
	Rep	Dealing in securities	2008-10-10	2009-07-24
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-16	2008-09-29
	Rep	Dealing in securities	2007-08-16	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-16	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-08-16	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	RO	Dealing in securities	2014-04-10	2015-02-27
	Rep	Dealing in securities	2013-08-05	2014-04-10
	Rep	Dealing in futures contracts	2013-08-05	2015-02-27
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2011-01-27	2013-05-03
	Rep	Dealing in securities	2011-01-27	2013-05-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-08-02	2010-12-18
	Rep	Dealing in securities	2010-08-02	2010-12-18
	Rep	Dealing in futures contracts	2010-04-27	2010-05-04
	Rep	Dealing in securities	2010-04-27	2010-05-04
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-11-28	2009-07-24
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2009-07-24
	Rep	Dealing in securities	2008-10-10	2009-07-24
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-16	2008-09-29
	Rep	Dealing in securities	2007-08-16	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-16	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-08-16	2008-09-29