| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| 18 Salisbury Capital Limited | RO | Advising on securities | 2021-08-27 | - |
| RO | Asset management | 2021-08-27 | - | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2020-08-14 | 2021-05-11 |
| Rep | Dealing in securities | 2018-06-13 | 2021-05-11 | |
| Rep | Asset management | 2018-05-14 | 2021-05-11 | |
| Horizon Asset International (HK) Limited | Rep | Asset management | 2012-06-29 | 2018-05-09 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-06-28 | 2012-04-16 |
| Rep | Dealing in securities | 2011-06-28 | 2012-04-16 |
No HKMA registrations in the collected records.