Personnel Hong Kong SFC License Details (ID 69818)

Personnel Hong Kong SFC License Details (ID 69818)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2022-01-10	2022-05-11
	Rep	Dealing in securities	2021-12-28	2022-05-11
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2019-03-28	2021-12-24
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2016-12-13	2019-02-22
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2014-09-23	2016-09-22
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2011-06-29	2012-09-05
	Rep	Dealing in securities	2011-06-29	2012-09-05