Webb-site Legacy

Tsao, Philip 曹為實

SFC ID:AEF812

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-06-30	2015-02-11
	Rep	Dealing in securities	2011-06-30	2015-02-11
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-03-29
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2010-02-26	2011-03-29
	Rep	Advising on securities	2010-02-26	2011-03-29
	Rep	Providing automated trading services	2010-02-26	2011-03-29
	Rep	Dealing in securities	2010-02-26	2011-03-29
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-02-26	2010-12-06
	Rep	Dealing in futures contracts	2010-02-26	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2010-02-26	2011-03-29