Personnel Hong Kong SFC License Details (ID 69820)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on futures contracts	2018-10-26	2023-10-20
	Rep	Dealing in futures contracts	2018-10-26	2023-10-20
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2009-01-12	2014-12-05
	Rep	Dealing in securities	2009-01-12	2014-12-05