Personnel Hong Kong SFC License Details (ID 69828)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2015-10-14	-
	Rep	Dealing in securities	2015-10-14	-
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2013-03-25	2015-09-20
	Rep	Dealing in securities	2013-03-25	2015-09-20
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2010-11-22	2013-01-24