Personnel Hong Kong SFC License Details (ID 69833)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-03-18	2013-01-24
	Rep	Dealing in securities	2011-03-18	2013-01-24
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2009-10-12	2011-02-18
	Rep	Dealing in securities	2009-10-12	2011-02-18
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-10-12	2011-02-18