| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2016-10-27 | 2017-10-13 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-10-19 | 2016-01-21 |
| Rep | Dealing in securities | 2010-10-19 | 2016-01-21 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-06-23 | 2010-06-18 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2007-06-25 | 2008-11-20 |
| Rep | Dealing in securities | 2007-06-25 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2007-06-25 | 2008-11-20 |
| Rep | Dealing in futures contracts | 2007-06-25 | 2008-11-20 |