Wosner, Daniel Charles

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oasis Management (Hong Kong)	Rep	Advising on futures contracts	2016-10-14	-
	Rep	Advising on securities	2016-05-03	-
	Rep	Asset management	2016-05-03	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-09-05	2016-01-21
	Rep	Dealing in securities	2011-04-12	2016-01-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oasis Management (Hong Kong)	Rep	Advising on futures contracts	2016-10-14	-
	Rep	Advising on securities	2016-05-03	-
	Rep	Asset management	2016-05-03	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-09-05	2016-01-21
	Rep	Dealing in securities	2011-04-12	2016-01-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.