Xu, Nan (SFC:ATM316) 徐楠

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2024-12-27	-
	Rep	Dealing in securities	2024-12-27	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2019-06-21	2020-08-18
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2014-12-03	2018-04-13
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2010-11-23	2014-09-02
DBS VICKERS (HONG KONG) LIMITED	Rep	Advising on securities	2009-07-29	2010-10-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2024-12-27	-
	Rep	Dealing in securities	2024-12-27	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2019-06-21	2020-08-18
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2014-12-03	2018-04-13
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2010-11-23	2014-09-02
DBS VICKERS (HONG KONG) LIMITED	Rep	Advising on securities	2009-07-29	2010-10-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.