Personnel Hong Kong SFC License Details (ID 69873)

Personnel Hong Kong SFC License Details (ID 69873)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Xynergy Capital Limited	RO	Asset management	2021-07-09	2025-04-01
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-08-15	2013-01-24
	Rep	Dealing in securities	2011-08-15	2013-01-24
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-01-07	2009-01-12
	Rep	Advising on securities	2008-01-07	2009-01-12
	Rep	Dealing in securities	2008-01-07	2009-01-12
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-01-07	2009-01-12
	Rep	Advising on securities	2008-01-07	2009-01-12
	Rep	Dealing in securities	2008-01-07	2009-01-12