Yu, Raymond Waikit 余瑋傑

HKMA registration number:AE3410

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2022-12-08	-
	RO	Dealing in securities	2022-12-08	-
	Rep	Advising on corporate finance	2009-06-22	2022-12-08
	Rep	Dealing in securities	2009-06-22	2022-12-08
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-11-04	2009-03-23
Merrill Lynch Far East Limited	Rep	Dealing in securities	2008-11-04	2009-03-23
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-10-09	2009-03-23
	Rep	Advising on securities	2008-10-09	2009-03-23
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-10-09	2009-03-23
	Rep	Advising on securities	2008-10-09	2009-03-23
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2007-08-22	2008-09-29
	Rep	Advising on securities	2007-08-22	2008-09-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AE3410

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
BARCLAYS BANK PLC	Dealing in securities	EO	MANAGING DIRECTOR (BANKING)	2022-10-21	—	Current
BARCLAYS BANK PLC	Advising on corporate finance	EO	MANAGING DIRECTOR (BANKING)	2022-10-21	—	Current
BARCLAYS BANK PLC	Dealing in securities	Non-EO	—	2009-06-22	2022-10-20	Former
BARCLAYS BANK PLC	Advising on securities	Non-EO	—	2009-06-22	2020-09-04	Former
BARCLAYS BANK PLC	Advising on corporate finance	Non-EO	—	2009-06-22	2022-10-20	Former