Personnel Hong Kong SFC License Details (ID 69900)

Personnel Hong Kong SFC License Details (ID 69900)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dragon Financial Partners Limited	RO	Advising on corporate finance	2016-11-28	2020-05-08
	RO	Dealing in securities	2016-11-28	2020-05-08
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2010-06-15	2012-10-19
	Rep	Dealing in securities	2010-06-15	2012-10-19
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2008-09-19	2010-05-03
	Rep	Dealing in securities	2008-09-19	2010-05-03
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2008-09-19	2010-05-03