Personnel Hong Kong SFC License Details (ID 69903)

Personnel Hong Kong SFC License Details (ID 69903)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARING ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on futures contracts	2013-04-16	2013-08-30
	RO	Advising on securities	2012-11-22	2013-08-30
	RO	Dealing in securities	2012-11-22	2013-08-30
	Rep	Dealing in securities	2008-06-02	2012-11-22
	Rep	Advising on securities	2008-01-02	2012-11-22
	RO	Asset management	2007-10-25	2013-08-30
	Rep	Advising on futures contracts	2007-10-10	2013-04-16
	Rep	Asset management	2007-09-10	2007-10-25
STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED	Rep	Asset management	2005-07-22	2007-07-31
STANDARD LIFE INVESTMENTS (ASIA) LIMITED	Rep	Asset management	2004-03-04	2007-07-31