Personnel Hong Kong SFC License Details (ID 69906)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marble Arch Asset Management Limited	RO	Advising on securities	2026-02-20	-
	RO	Asset management	2026-02-20	-
Convergence Technology Capital Limited	RO	Advising on securities	2023-08-10	2025-02-28
	RO	Asset management	2023-08-10	2025-02-28
N Plus Capital Limited	RO	Advising on securities	2018-03-08	2020-05-31
	RO	Asset management	2018-03-08	2020-05-31
TOP GEAR ASSET MANAGEMENT COMPANY LIMITED	RO	Asset management	2016-09-15	2017-08-24
BARING ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on futures contracts	2005-05-04	2015-11-10
	RO	Advising on securities	2005-05-04	2015-11-10
	RO	Asset management	2005-05-04	2015-11-10
	RO	Dealing in securities	2005-05-04	2015-11-10
	Rep	Dealing in securities	2005-03-02	2005-05-04
Boom Securities (H.K.) Limited	RO	Advising on corporate finance	2003-04-01	2005-01-26
	RO	Advising on securities	2003-04-01	2005-01-26
	RO	Asset management	2003-04-01	2005-01-26
	RO	Providing automated trading services	2003-04-01	2005-03-01
	RO	Dealing in securities	2003-04-01	2005-03-01
Win Securities Limited	RO	Advising on corporate finance	2003-04-01	2005-01-26
	RO	Advising on securities	2003-04-01	2005-01-26
	RO	Asset management	2003-04-01	2005-01-26
	RO	Providing automated trading services	2003-04-01	2005-03-01
	RO	Dealing in securities	2003-04-01	2005-03-01