Personnel Hong Kong SFC License Details (ID 69911)

Personnel Hong Kong SFC License Details (ID 69911)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Asset management	2015-10-30	2025-01-06
LBN Advisers Limited	Rep	Asset management	2015-01-26	2015-06-20
BARING ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on futures contracts	2008-02-14	2014-06-26
	RO	Asset management	2008-02-14	2014-06-26
	RO	Dealing in securities	2008-02-14	2014-06-26
	Rep	Dealing in securities	2003-09-01	2008-02-14
	Rep	Advising on corporate finance	-	2003-08-16
	Rep	Advising on securities	-	2003-08-16
	Rep	Advising on futures contracts	-	2008-02-14
	Rep	Asset management	-	2008-02-14
BIZ CORP LIMITED	Rep	Advising on corporate finance	-	2003-08-16
	Rep	Advising on securities	-	2003-08-16
	Rep	Asset management	-	2003-08-16