| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on futures contracts | 2016-01-22 | - |
| RO | Advising on securities | 2016-01-22 | - | |
| RO | Dealing in futures contracts | 2015-09-07 | - | |
| RO | Dealing in securities | 2015-09-07 | - | |
| Rep | Advising on securities | 2014-10-13 | 2016-01-22 | |
| Rep | Advising on futures contracts | 2008-12-22 | 2016-01-22 | |
| Rep | Dealing in securities | 2007-10-18 | 2015-09-07 | |
| Rep | Asset management | 2007-09-10 | - | |
| PineBridge Investments Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2005-03-15 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-31 | |
| Rep | Asset management | 2003-04-01 | 2007-09-01 |
No HKMA registrations in the collected records.