Personnel Hong Kong SFC License Details (ID 69927)

Personnel Hong Kong SFC License Details (ID 69927)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on futures contracts	2018-10-10	2019-01-21
	Rep	Asset management	2018-10-10	2019-01-21
	Rep	Dealing in futures contracts	2018-10-10	2019-01-21
	RO	Advising on futures contracts	2018-03-08	2018-10-10
	RO	Asset management	2018-03-08	2018-10-10
	RO	Dealing in futures contracts	2018-03-08	2018-10-10
	RO	Advising on securities	2015-07-13	2019-01-21
	RO	Dealing in securities	2015-07-13	2019-01-21
	Rep	Dealing in securities	2008-06-02	2015-07-13
	Rep	Advising on securities	2004-12-30	2015-07-13
	Rep	Advising on futures contracts	2004-12-30	2018-03-08
	Rep	Asset management	2004-12-30	2018-03-08