Personnel Hong Kong SFC License Details (ID 69930)

Personnel Hong Kong SFC License Details (ID 69930)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2016-11-09	2022-09-01
	Rep	Asset management	2016-11-09	2022-09-01
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on futures contracts	2008-05-27	2016-10-01
	Rep	Advising on securities	2008-05-27	2016-10-01
	Rep	Asset management	2008-05-27	2016-10-01
	Rep	Dealing in securities	2008-05-27	2016-10-01
Anuenue Capital International Limited	Rep	Advising on corporate finance	2007-05-04	2008-05-02
FUBON CAPITAL (HK) LIMITED	Rep	Advising on corporate finance	2006-07-03	2007-04-23