Personnel Hong Kong SFC License Details (ID 69932)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARING ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on futures contracts	2018-09-11	-
	RO	Advising on securities	2018-09-11	-
	RO	Asset management	2018-09-11	-
	RO	Dealing in futures contracts	2018-09-11	-
	RO	Dealing in securities	2018-09-11	-
	Rep	Dealing in securities	2008-06-02	2018-09-11
	Rep	Advising on securities	2007-05-15	2018-09-11
	Rep	Advising on futures contracts	2006-06-23	2018-09-11
	Rep	Asset management	2005-11-07	2018-09-11