Personnel Hong Kong SFC License Details (ID 69936)

Personnel Hong Kong SFC License Details (ID 69936)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	Rep	Advising on securities	2012-09-04	2017-02-16
	Rep	Asset management	2012-09-04	2017-02-16
VBG Capital Limited	RO	Advising on securities	2009-02-03	2012-08-21
	RO	Asset management	2009-02-03	2012-08-21
MANGO FINANCIAL LIMITED	Rep	Asset management	2008-04-18	2009-02-01
	Rep	Advising on securities	2008-03-18	2009-02-01
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2005-02-18	2008-02-28
Joy Silver Limited	Rep	Advising on corporate finance	2004-05-11	2005-02-16