Personnel Hong Kong SFC License Details (ID 69955)

Personnel Hong Kong SFC License Details (ID 69955)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2013-04-08	-
	Rep	Advising on securities	2013-04-08	2021-02-26
BCT Financial Limited	Rep	Dealing in securities	2011-10-28	2013-03-25
	Rep	Advising on securities	2011-06-01	2013-03-25
BANK CONSORTIUM TRUST COMPANY LIMITED	Rep	Advising on securities	2009-02-25	2011-05-31
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2008-05-13	2008-11-14
DBS VICKERS SECURITIES ONLINE (HK) LIMITED	Rep	Dealing in securities	2008-05-13	2008-06-12