Personnel Hong Kong SFC License Details (ID 69965)

Personnel Hong Kong SFC License Details (ID 69965)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on securities	2022-06-22	2022-06-30
	Rep	Dealing in securities	2022-06-22	2022-06-30
Towers Watson Investment Services Hong Kong Limited	Rep	Advising on securities	2019-01-31	2020-01-17
	Rep	Dealing in securities	2019-01-31	2020-01-17
BCT Financial Limited	Rep	Advising on securities	2011-06-01	2018-10-02
	Rep	Dealing in securities	2011-06-01	2018-10-02
MANULIFE (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	-	2004-12-17
	Rep	Asset management	-	2005-03-31
	Rep	Advising on securities	-	2010-02-05