Personnel Hong Kong SFC License Details (ID 69978)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2020-10-08	2023-12-07
	Rep	Dealing in securities	2020-10-08	2023-12-07
BCT Financial Limited	Rep	Advising on securities	2015-08-27	2019-10-01
	Rep	Dealing in securities	2015-08-27	2019-10-01
	Rep	Advising on securities	2011-08-15	2012-04-23
	Rep	Dealing in securities	2011-08-15	2012-04-23