Personnel Hong Kong SFC License Details (ID 70008)

Personnel Hong Kong SFC License Details (ID 70008)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DWS Investments Hong Kong Limited	RO	Dealing in futures contracts	2022-01-06	-
RREEF China REIT Management Limited	RO	Asset management	2016-09-05	2019-11-24
DWS Investments Hong Kong Limited	RO	Advising on securities	2014-04-17	-
	RO	Asset management	2014-04-17	-
	RO	Dealing in securities	2014-04-17	-
	Rep	Advising on securities	2014-01-15	2014-04-17
	Rep	Asset management	2014-01-15	2014-04-17
	Rep	Dealing in securities	2014-01-15	2014-04-17
BEA Union Investment Management Limited	RO	Advising on securities	2011-07-29	2013-10-30
	RO	Asset management	2011-07-29	2013-10-30
	RO	Dealing in securities	2011-07-29	2013-10-30
	Rep	Advising on securities	2008-01-23	2011-07-29
	Rep	Asset management	2008-01-23	2011-07-29
	Rep	Dealing in securities	2008-01-23	2011-07-29