Personnel Hong Kong SFC License Details (ID 70011)

Personnel Hong Kong SFC License Details (ID 70011)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABN AMRO Clearing (Futures) Hong Kong Limited	RO	Providing automated trading services	2003-06-25	2005-03-03
	RO	Dealing in futures contracts	2003-06-25	2010-07-01
ABN AMRO Clearing Hong Kong Limited	RO	Providing automated trading services	2003-06-25	2005-03-03
	RO	Dealing in futures contracts	2003-06-25	2015-09-30
	RO	Dealing in securities	2003-06-25	2015-09-30
	Rep	Advising on securities	-	2003-05-16
	Rep	Providing automated trading services	-	2003-06-25
	Rep	Dealing in securities	-	2003-06-25