West, David Neil

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABN AMRO FINANCIAL PRODUCTS LIMITED	RO	Dealing in securities	2014-11-12	2015-09-02
ABN AMRO Clearing (Futures) Hong Kong Limited	RO	Dealing in futures contracts	2007-02-15	2010-12-31
ABN AMRO Clearing Hong Kong Limited	RO	Dealing in futures contracts	2007-02-15	-
	RO	Dealing in securities	2007-02-15	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABN AMRO FINANCIAL PRODUCTS LIMITED	RO	Dealing in securities	2014-11-12	2015-09-02
ABN AMRO Clearing (Futures) Hong Kong Limited	RO	Dealing in futures contracts	2007-02-15	2010-12-31
ABN AMRO Clearing Hong Kong Limited	RO	Dealing in futures contracts	2007-02-15	-
	RO	Dealing in securities	2007-02-15	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.