Personnel Hong Kong SFC License Details (ID 70024)

Personnel Hong Kong SFC License Details (ID 70024)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on futures contracts	2019-09-27	2026-07-30
	Rep	Dealing in futures contracts	2019-09-27	2026-07-30
	RO	Advising on securities	2018-10-16	2026-07-30
	Rep	Advising on securities	2018-02-26	2018-10-16
	RO	Dealing in securities	2016-10-06	2026-07-30
ABN AMRO FINANCIAL PRODUCTS LIMITED	RO	Dealing in securities	2006-10-25	2014-07-11
M &AMP; A SECURITIES (HK) LIMITED	RO	Advising on corporate finance	-	2003-08-15
	RO	Advising on securities	-	2003-08-15
	RO	Asset management	-	2003-08-15
	RO	Dealing in securities	-	2003-08-15