Personnel Hong Kong SFC License Details (ID 70034)

Personnel Hong Kong SFC License Details (ID 70034)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOUNT LOGAN CAPITAL LIMITED	RO	Advising on securities	2018-06-25	2020-07-31
	RO	Asset management	2018-06-25	2020-07-31
	Rep	Advising on securities	2018-04-06	2018-06-25
	Rep	Asset management	2018-04-06	2018-06-25
Amundi Hong Kong Limited	RO	Advising on securities	2008-01-07	2017-10-31
	RO	Asset management	2008-01-07	2017-10-31
	RO	Dealing in securities	2008-01-07	2017-10-31
AMUNDI ASSET MANAGEMENT	Rep	Advising on securities	2007-11-15	2008-01-01
Amundi Hong Kong Limited	Rep	Advising on securities	2007-11-15	2008-01-07
	Rep	Dealing in securities	2007-11-15	2008-01-07
WELLINGTON MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2003-09-18	2007-10-12
	RO	Dealing in securities	2003-09-18	2007-10-12