Personnel Hong Kong SFC License Details (ID 70035)

Personnel Hong Kong SFC License Details (ID 70035)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	Rep	Advising on securities	2014-06-05	2017-03-31
	Rep	Asset management	2014-06-05	2017-03-31
	Rep	Dealing in securities	2014-06-05	2017-03-31
AMUNDI ASSET MANAGEMENT	RO	Advising on securities	2004-07-01	2008-01-01
	RO	Asset management	2004-07-01	2008-01-01
CREDIT AGRICOLE ASSET MANAGEMENT	RO	Advising on securities	2003-09-11	2004-07-02
	RO	Asset management	2003-09-11	2004-07-02
Amundi Hong Kong Limited	RO	Advising on securities	-	2014-05-15
	RO	Asset management	-	2014-05-15
	RO	Dealing in securities	-	2014-05-15