Personnel Hong Kong SFC License Details (ID 70052)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oaktree Capital (Hong Kong) Limited	Rep	Dealing in securities	2018-08-06	2026-06-09
Amundi Hong Kong Limited	Rep	Advising on securities	2008-09-23	2018-07-28
	Rep	Asset management	2008-09-23	2018-07-28
	Rep	Dealing in securities	2008-09-23	2018-07-28
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2005-10-24	2008-09-03
	Rep	Advising on securities	2005-10-24	2008-09-03
	Rep	Asset management	2005-10-24	2008-09-03
	Rep	Dealing in securities	2005-10-24	2008-09-03