Personnel Hong Kong SFC License Details (ID 70065)

Personnel Hong Kong SFC License Details (ID 70065)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOUNT LOGAN CAPITAL LIMITED	RO	Advising on securities	2016-08-01	-
	RO	Asset management	2016-08-01	-
AP Asset Management (HK) Limited	RO	Asset management	2015-02-24	2015-12-19
	RO	Dealing in securities	2015-02-24	2015-12-19
	Rep	Asset management	2014-12-31	2015-02-24
	Rep	Dealing in securities	2014-12-31	2015-02-24
Amundi Hong Kong Limited	RO	Advising on securities	2011-11-21	2013-03-31
	RO	Asset management	2011-11-21	2013-03-31
	RO	Dealing in securities	2011-11-21	2013-03-31
	Rep	Dealing in securities	2006-02-16	2011-11-21
AMUNDI ASSET MANAGEMENT	Rep	Advising on securities	2004-07-01	2008-01-01
	Rep	Asset management	2004-07-01	2008-01-01
Amundi Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2004-05-11
	Rep	Advising on securities	2003-04-01	2011-11-21
	Rep	Asset management	2003-04-01	2011-11-21
CREDIT AGRICOLE ASSET MANAGEMENT	Rep	Advising on securities	2003-04-01	2004-07-02
	Rep	Asset management	2003-04-01	2004-07-02