Personnel SFC Licences and HKMA Registrations (ID 70070)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iFAST Financial (HK) Limited	Rep	Advising on securities	2017-09-06	2020-02-12
	Rep	Dealing in securities	2017-09-06	2020-02-12
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2017-09-06	-
	Rep	Dealing in securities	2017-09-06	-
iFAST Securities (HK) Limited	Rep	Dealing in securities	2017-09-06	2021-04-30
GAYANG SECURITIES LIMITED	RO	Dealing in securities	2010-11-09	2017-08-09
	RO	Advising on securities	2009-07-23	2017-08-09
	Rep	Advising on securities	2008-12-23	2009-07-23
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2005-12-30	2006-06-23
	Rep	Asset management	2005-12-30	2006-06-23
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2005-12-30	2006-06-23
BNP PARIBAS DEALING SERVICES ASIA LIMITED	Rep	Dealing in securities	2004-03-12	2005-02-21
	Rep	Advising on corporate finance	2003-04-01	2004-03-12
	Rep	Advising on securities	2003-04-01	2004-03-12
	Rep	Asset management	2003-04-01	2005-02-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.