Personnel Hong Kong SFC License Details (ID 70075)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAYANG SECURITIES LIMITED	Rep	Advising on securities	2011-03-29	2012-07-16
	Rep	Dealing in securities	2011-03-29	2012-07-16
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2007-07-04	2010-09-30
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2004-04-02	2007-06-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-04-02	2007-06-12
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	-	2004-02-06