Personnel Hong Kong SFC License Details (ID 70076)

Personnel Hong Kong SFC License Details (ID 70076)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2012-10-19	2015-01-07
	Rep	Asset management	2012-10-19	2015-01-07
	Rep	Dealing in securities	2012-10-19	2015-01-07
GAYANG SECURITIES LIMITED	Rep	Advising on securities	2011-03-28	2012-06-15
	Rep	Dealing in securities	2011-03-28	2012-06-15
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2010-09-08	2010-10-14
	Rep	Asset management	2010-09-08	2010-10-14
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2010-02-12	2010-10-14
PIONEER GLOBAL INVESTMENTS (HK) LIMITED	Rep	Advising on corporate finance	-	2005-02-22
	Rep	Asset management	-	2005-02-22
	Rep	Advising on securities	-	2007-10-12
	Rep	Dealing in securities	-	2007-10-12