Personnel Hong Kong SFC License Details (ID 70078)

Personnel Hong Kong SFC License Details (ID 70078)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iFAST Financial (HK) Limited	Rep	Advising on securities	2018-01-25	2020-02-12
	Rep	Dealing in securities	2018-01-25	2020-02-12
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2018-01-25	-
	Rep	Asset management	2018-01-25	-
	Rep	Dealing in securities	2018-01-25	-
iFAST Securities (HK) Limited	Rep	Dealing in securities	2018-01-25	2021-04-30
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2015-01-05	2017-12-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2012-08-06	2017-12-31
	Rep	Dealing in securities	2012-08-06	2017-12-31
GAYANG SECURITIES LIMITED	Rep	Dealing in securities	2010-11-22	2012-07-25
	Rep	Advising on securities	2005-08-16	2012-07-25
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2004-10-05	2005-08-15
ANGUS MOORE LIMITED	Rep	Advising on securities	2003-06-12	2003-10-22
	RO	Advising on securities	2003-04-01	2003-06-12