Personnel Hong Kong SFC License Details (ID 70079)

Personnel Hong Kong SFC License Details (ID 70079)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2012-07-17	2016-07-16
	Rep	Dealing in securities	2012-07-17	2016-07-16
GAYANG SECURITIES LIMITED	Rep	Advising on securities	2010-11-12	2012-06-26
	Rep	Dealing in securities	2010-11-12	2012-06-26
WOCOM INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2003-09-01	2010-04-30
WOCOM SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-08-27
	Rep	Advising on securities	-	2003-08-27
	Rep	Asset management	-	2003-08-27
	Rep	Dealing in securities	-	2010-04-30