Chang, John Moon Suk

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Redbridge Global Strategies Limited	RO	Advising on securities	2025-03-11	-
	RO	Asset management	2025-03-11	-
	RO	Dealing in securities	2025-03-11	-
Bowman and Fitzhugh Capital Limited	RO	Dealing in securities	2024-06-11	2024-11-30
Bowman and Fitzhugh Asset Management Limited	RO	Advising on securities	2023-03-21	2024-11-30
	RO	Asset management	2022-12-13	2024-11-30
	Rep	Asset management	2022-11-08	2022-12-13
Waton Securities International Limited	RO	Advising on securities	2022-02-10	2022-10-11
	RO	Asset management	2022-02-10	2022-10-11
	Rep	Dealing in securities	2021-08-12	2022-10-11
LUK FOOK SECURITIES (HK) LIMITED	Rep	Advising on securities	2021-02-17	2021-07-31
	Rep	Dealing in securities	2021-02-17	2021-07-31
Cithara Investment International Limited	RO	Advising on securities	2018-08-10	2020-11-30
	RO	Asset management	2018-08-10	2020-11-30
	Rep	Asset management	2018-07-23	2018-08-10
	Rep	Advising on securities	2018-06-13	2018-08-10
ROTHSCHILD &AMP; CO WEALTH MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2017-10-09	2018-01-29
	Rep	Dealing in securities	2017-10-09	2018-01-29
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2017-06-09	2017-07-21
	Rep	Dealing in securities	2017-06-09	2017-07-21
KGI Asset Management Limited	RO	Asset management	2016-05-06	2017-05-31
KGI ASIA LIMITED	Rep	Advising on securities	2015-05-14	2017-05-31
	Rep	Dealing in securities	2015-05-14	2017-05-31
KGI Asset Management Limited	Rep	Asset management	2015-05-14	2016-05-06
	Rep	Advising on securities	2015-05-14	2017-05-31
Samsung Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-01-02	2015-02-07
	Rep	Asset management	2015-01-02	2015-02-07
HAMON ASIAN ADVISORS LIMITED	Rep	Asset management	2014-09-30	2014-12-09
HAMON ASSET MANAGEMENT LIMITED	Rep	Asset management	2014-09-30	2014-12-09
PFP Capital Limited	Rep	Asset management	2014-09-30	2014-12-09
BEA Union Investment Management Limited	Rep	Asset management	2011-04-21	2014-06-18
BTIG Hong Kong Limited	Rep	Dealing in securities	2011-01-06	2011-04-08
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2007-04-02	2010-08-18
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	Rep	Dealing in securities	2005-08-08	2007-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.