Personnel Hong Kong SFC License Details (ID 70106)

Personnel Hong Kong SFC License Details (ID 70106)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DWS Investments Hong Kong Limited	Rep	Dealing in securities	2021-05-18	2025-10-08
	Rep	Advising on securities	2021-05-13	2025-10-08
Income Partners Asset Management (HK) Limited	Rep	Advising on securities	2013-08-26	2021-05-11
	Rep	Asset management	2013-08-26	2021-05-11
ASPEN HILL PARTNERS (HONG KONG) LIMITED	Rep	Advising on securities	2012-04-12	2012-08-15
	Rep	Asset management	2012-04-12	2013-06-14
BEA Union Investment Management Limited	Rep	Advising on securities	2008-04-21	2012-04-01
	Rep	Asset management	2008-04-21	2012-04-01
	Rep	Dealing in securities	2008-04-21	2012-04-01