Personnel Hong Kong SFC License Details (ID 70108)

Personnel Hong Kong SFC License Details (ID 70108)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEA Union Investment Management Limited	Rep	Dealing in securities	2008-05-14	2017-07-31
	Rep	Advising on securities	2008-04-15	2017-07-31
	Rep	Asset management	2008-04-15	2017-07-31
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2005-09-21	2008-03-10
	Rep	Asset management	2005-09-21	2008-03-10
MEIJI YASUDA ASIA LIMITED	Rep	Advising on securities	-	2005-09-15
	Rep	Asset management	-	2005-09-15
YASUDA ASIA LIMITED	Rep	Advising on securities	-	2003-12-31
	Rep	Asset management	-	2003-12-31