Personnel Hong Kong SFC License Details (ID 70109)

Personnel Hong Kong SFC License Details (ID 70109)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2014-05-13	2014-05-14
	Rep	Dealing in securities	2013-09-06	2013-09-06
BEA Union Investment Management Limited	Rep	Asset management	2008-03-06	2012-08-01
	Rep	Dealing in securities	2008-03-06	2012-08-01
	Rep	Advising on securities	2008-02-12	2012-08-01
Towers Watson Investment Services Hong Kong Limited	RO	Advising on securities	2007-08-06	2008-01-22
	Rep	Advising on securities	2007-06-06	2007-08-06
Towers Watson Hong Kong Limited	RO	Advising on securities	2006-06-30	2007-05-14