| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2022-09-22 | - |
| RO | Dealing in securities | 2022-09-22 | - | |
| Rep | Asset management | 2015-03-11 | - | |
| Rep | Advising on securities | 2015-03-11 | 2022-09-22 | |
| Rep | Dealing in securities | 2015-03-11 | 2022-09-22 | |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2013-03-12 | 2015-02-27 |
| BEA Union Investment Management Limited | Rep | Asset management | 2010-02-17 | 2013-02-28 |
| AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2008-01-18 | 2009-08-31 |
| Rep | Advising on securities | 2008-01-18 | 2009-08-31 | |
| Rep | Asset management | 2008-01-18 | 2009-08-31 | |
| Rep | Dealing in futures contracts | 2007-11-20 | 2009-08-31 | |
| Rep | Dealing in securities | 2007-11-20 | 2009-08-31 | |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2006-03-17 | 2007-10-15 |
| Rep | Dealing in securities | 2006-03-17 | 2007-10-15 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2006-03-17 | 2007-10-15 |
| Rep | Dealing in futures contracts | 2006-03-17 | 2007-10-15 |
No HKMA registrations in the collected records.