Personnel Hong Kong SFC License Details (ID 70115)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2024-11-08	-
	RO	Asset management	2024-11-08	-
	RO	Dealing in securities	2024-11-08	-
	Rep	Dealing in securities	2020-05-27	2024-11-08
	Rep	Advising on securities	2016-09-09	2024-11-08
	Rep	Asset management	2016-09-09	2024-11-08
VTB Capital Hong Kong Limited	Rep	Advising on securities	2016-05-23	2016-08-26
	Rep	Dealing in securities	2016-05-23	2016-08-26
UBP ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2013-08-02	2015-01-20
ITAU ASIA SECURITIES LIMITED	Rep	Dealing in securities	2011-11-18	2013-05-29
BEA Union Investment Management Limited	Rep	Advising on securities	2011-05-05	2011-11-05
	Rep	Dealing in securities	2011-05-05	2011-11-05
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2006-07-21	2011-04-01
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2006-07-21	2011-04-01
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Asset management	2006-05-18	2006-07-18
	Rep	Dealing in securities	2006-05-18	2006-07-18
	Rep	Advising on securities	2006-05-17	2006-07-18
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-05-20	2006-03-01
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2005-01-24	2005-05-06
	Rep	Advising on corporate finance	2003-04-01	2004-10-20
	Rep	Advising on securities	2003-04-01	2004-10-20
	Rep	Asset management	2003-04-01	2005-05-06
	Rep	Dealing in securities	2003-04-01	2005-05-06