Personnel Hong Kong SFC License Details (ID 70116)

Personnel Hong Kong SFC License Details (ID 70116)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMART FULLRICH CAPITAL LIMITED	RO	Advising on securities	2025-03-31	-
	RO	Asset management	2025-03-31	-
ALL VIEW MANAGEMENT LIMITED	RO	Advising on securities	2016-03-24	2024-02-29
	RO	Asset management	2016-03-24	2024-02-29
JT CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2014-11-20	2015-02-03
IMPERIAL CAPITAL LIMITED (HK)	Rep	Asset management	2014-04-24	2014-05-05
	RO	Asset management	2014-01-14	2014-04-24
	Rep	Asset management	2013-10-24	2014-01-14
BEA Union Investment Management Limited	Rep	Asset management	2010-01-18	2013-08-31
	Rep	Dealing in securities	2010-01-18	2013-08-31